Overview
The Compliance overview is a new dashboard within Legl Insights designed to give MLROs and compliance teams a fast, high-level view of key compliance risks across their client base. It surfaces clients and matters that may need attention without requiring manual searches or filtering.
The dashboard is currently opt-in. Firms can enable it and switch back to the legacy MLRO oversight view at any time using the View legacy MLRO oversight button.
ℹ️ Important
The Compliance overview dashboard is currently in beta. The features and layout may change based on feedback and ongoing development.
We encourage firms to share their thoughts on what is working well and what could be improved with your Customer Success Manager, or contact our Support team.
What you can use the Compliance overview dashboard for
Reviewing confirmed and unconfirmed PEP matches across your client base
Reviewing confirmed and unconfirmed sanctions matches
Reviewing clients with high-rated risk assessments
Identifying clients based in high-risk countries or jurisdictions
Tracking Engage requests that have been outstanding for 30 or more days
Getting an at-a-glance view of compliance areas that may require follow-up
Exporting a CSV of flagged high-risk contacts for use in external and internal reporting
How the Compliance overview dashboard works
The Compliance overview dashboard pulls together compliance signals from across Legl into a single view. Rather than navigating to separate reports or dashboards, MLROs and compliance teams can see a consolidated summary of the areas most likely to need their attention.
The top of the dashboard shows three summary cards:
High risk contacts: a count of flagged contacts, broken down by confirmed PEPs, potential PEPs, confirmed sanctions, unconfirmed sanctions, high-rated risk assessments, and high-risk jurisdictions
Jurisdictions: a count of contacts by location, split into high-risk countries and international
Activities outstanding (30+ days): Engage requests that have been open for 30 or more days
Below the summary cards, a table lists the underlying contacts. You can filter it by PEP status, sanction status, CDD status, and country of residence. Each row shows the contact's country of residence, PEP status, sanction status, assigned reviewer, unreviewed alerts, CDD status, and risk assessment.
CSV export
You can also export a CSV of flagged high-risk contacts directly from the Compliance overview. The export runs asynchronously and you will receive an email when your file is ready to download.
The CSV includes the following columns:
Name
Legl reference
Client reference
Is PEP
Is Sanctioned
Is high-risk risk assessment
Is high-risk third country
This view is designed to support oversight and prioritisation, not to replace the detailed records available elsewhere in Legl.
Where to find the Compliance overview dashboard in Legl
Navigate to Insights → MLRO oversight. The section opens on whichever dashboard you used most recently. If the legacy view is shown, select View new dashboard to open the Compliance overview. You can switch back at any time using View legacy MLRO oversight in the top right.
Permissions and access
Access to the Compliance overview dashboard follows the same permissions as the MLRO oversight dashboard. Users need the View MLRO oversight permission enabled to see this area of Insights.
If you do not have access, contact a Firm Admin to update your permissions.
Important information
The Compliance overview dashboard is currently opt-in. Firms that enable it can switch back to the legacy MLRO oversight view at any time using the View legacy MLRO oversight button. Both dashboards are available during the transition period.
Access requires the View MLRO oversight permission. If you cannot see the Compliance overview dashboard, contact a Firm Admin to update your permissions.
The Compliance overview dashboard is intended to support oversight and prioritisation. Regulatory decisions and risk acceptance remain with your firm.