Overview
This on-demand session shows how Money Laundering Reporting Officers can use Legl to maintain oversight across onboarding, risk, monitoring, and payments. It is designed for compliance leads who need visibility, auditability, and control in one place.
Who this is for
MLROs, compliance officers, COLPs, and senior risk stakeholders responsible for AML frameworks and reporting.
Watch the recording
What this covers
Using the Compliance dashboard to see high-risk clients, PEPs, sanctions, and high-risk jurisdictions in one place
How confirming watchlist matches feeds both reporting and ongoing monitoring
Reviewing and escalating risk assessments, and amending ratings
Managing ongoing monitoring alerts: priorities, bulk review, assigning reviewers, and the weekly MLRO summary
Overseeing Engage requests and closing down stale requests
Self-serve settings for monitoring alerts and risk assessments
Key takeaways
The Compliance dashboard (in Insights) surfaces high-risk contacts, confirmed and unconfirmed PEPs and sanctions, high-risk jurisdictions, and overdue activity, and can be filtered and exported.
Confirming whether a watchlist match is your client keeps both reporting and ongoing monitoring accurate, so encourage the team to complete it during review.
High-risk risk assessments can auto-escalate to a nominated reviewer for sign-off, with a full version history for the audit trail.
Ongoing monitoring alerts show in plain English with low, medium, or high priority, can be reviewed in bulk, and a weekly summary email helps you prioritise before logging in.
Monitoring alert types and risk-assessment settings (escalation recipients and reassessment periods) are self-serve in Settings.