Overview
The Compliance Overview tab lets you export a CSV of flagged high-risk contacts for use in external and internal reporting. The export runs in the background and you will receive an email when your file is ready to download.
Use this when you need contact-level compliance data outside of Legl, for example, for regulatory reporting or internal audit purposes.
Before you start
Your firm must have the Compliance Overview tab enabled. If you do not see it, contact your Customer Success Manager or our Support team.
You need the View MLRO oversight permission to access the Compliance Overview tab. If you do not have access, contact a Firm Admin to update your permissions.
How to export a CSV from the Compliance Overview
Navigate to Insights in the left-hand menu.
Select MLRO Oversight and open the Compliance Overview tab.
Click the download button to the right of the filters.
The export will run in the background. You do not need to stay on the page while it processes.
What happens next
Once the export is complete, you will receive an email with a link to download the CSV file. The email is sent to the address of the user who started the export.
The CSV includes the following columns:
Name
Legl ref
Client ref
Is PEP
Is Sanctioned
Is high-risk risk assessment
Is high-risk third country
Important information
The export runs asynchronously. If you do not see an immediate download, this is expected. Check your email for the download link.
The export covers flagged high-risk contacts shown in the Compliance Overview. It does not include all contacts in Legl.