Overview
The MLRO Oversight dashboard gives compliance teams and management a centralised view of the full CDD history for every client across your firm. It covers all KYC checks, KYB company reports, and Risk Assessments, with flexible filtering to quickly surface records that need attention.
What you can use the MLRO Oversight dashboard for
View CDD and audit history for all individual and business clients across your firm
Identify clients with expired ID or outstanding CDD checks
See all clients who have not had their CDD refreshed within a specified time period
Identify clients who are not currently being monitored
Filter records by department, date created, date reviewed, CDD result, CDD status, or workflow
Download reports for internal review or audit preparation
How the MLRO Oversight dashboard works
The dashboard pulls together all check and report data from across your firm and presents it in a filterable table. You can view records across Individuals, Businesses, and Risk Assessments. Once you have applied your filters, download the data using the download icon in the top right corner of the table.
Where to find the MLRO Oversight dashboard
Select Insights from the left-hand navigation, then select MLRO Oversight.
Permissions and access
You need the View MLRO oversight permission to access this dashboard. Contact a Firm Admin if you do not have access.
Important information
The MLRO Oversight dashboard is a reporting view only. You cannot manage or action records from within Insights
Data updates automatically as activity occurs in Legl
All compliance decisions and risk assessments remain the responsibility of your firm