Overview
The Compliance Overview tab is a new dashboard within Legl Insights designed to give MLROs and compliance teams a fast, high-level view of key compliance risks across their client base. It surfaces clients and matters that may need attention without requiring manual searches or filtering.
The tab is currently opt-in. Firms can enable it and switch back to the existing MLRO Oversight tab at any time.
ℹ️ Important
The Compliance Overview tab is currently in beta. The features and layout may change based on feedback and ongoing development.
We encourage firms to share their thoughts on what is working well and what could be improved by contacting your Customer Success Manager or our support team.
What you can use the Compliance Overview tab for
Reviewing confirmed and unconfirmed PEP matches across your client base
Identifying clients based in high-risk countries
Tracking Engage requests that have been outstanding for 30 or more days
Getting an at-a-glance view of compliance areas that may require follow-up
How the Compliance Overview tab works
The Compliance Overview tab pulls together compliance signals from across Legl into a single view. Rather than navigating to separate reports or dashboards, MLROs and compliance teams can see a consolidated summary of the areas most likely to need their attention.
The tab currently surfaces three categories of information:
PEP matches: clients with confirmed or unconfirmed Politically Exposed Person matches
High-risk countries: clients based in countries identified as high risk
Outstanding Engage requests: Engage requests that have been open for 30 or more days
This view is designed to support oversight and prioritisation, not to replace the detailed records available elsewhere in Legl.
Where to find the Compliance Overview tab in Legl
Navigate to Insights → MLRO Oversight. If the Compliance Overview tab has been enabled for your firm, it will appear as a tab within this section.
Permissions and access
Access to the Compliance Overview tab follows the same permissions as the existing MLRO Oversight tab. Users need the View MLRO oversight permission enabled to see this area of Insights.
If you do not have access, contact a Firm Admin to update your permissions.
Important information
The Compliance Overview tab is currently opt-in. Firms that enable it can switch back to the existing MLRO Oversight tab at any time. Both tabs are available during the transition period.
The Compliance Overview tab is intended to support oversight and prioritisation. Regulatory decisions and risk acceptance remain with your firm.