Compliance & Risk Management
Ensuring regulatory compliance and managing AML risks effectively
How do I use Ongoing Monitoring for individual clients?Legl's Ongoing Monitoring allows you to monitor changes to your clients’ AML status for the duration of your business relationship
How does Legl support the SRA’s guidance for complying with the UK Sanctions Regime?Meeting the regulatory requirements to comply with the UK Sanctions Regime.
Where is the Data Within a CDD Report Sourced?Data sources and background information of CDD reports
What sources do you check for the Identity Validation section of the CDD report?CDD appendix 1.2 - Identity Validation