In this article we will cover:
What is the MLRO Oversight dashboard?
Legl's MLRO Oversight dashboard enables management and compliance teams to easily access all the audit history and CDD reports for every client across your firm. You are able to filter the dashboard to obtain information for information across Individuals, Businesses and Risk Assessments:
A specific department
When the report was created
When the report was reviewed
A CDD result
The CDD Status
The Workflow
Once you are on the MLRO Dashboard you are able to view all reports that have been created for Individuals, Businesses and Risk Assessments. You are able to download the information on these pages by clicking the download icon on the top right corner of the table.
How to access the MLRO Oversight Dashboard?
You will need to ensure you have access to view MLRO Oversight to be able to see the MLRO Dashboard. If you do not have access, please contact an admin for your firm and they will be able to amend your access.
To access the MLRO dashboard, you can go to Insights on the left-hand side and then MLRO Oversight.
MLRO Oversight Dashboard FAQs
Can you tell me all of my clients with an expired ID? - Yes!
Can you show me everyone who has not had their CDD refreshed in the last XX months? - Yes!
Can you tell me all my clients that are not currently being monitored? - Yes!